Regulatory Consultations

The financial sector knows quite some dynamics when it comes to new legislation. The expectations of clients and supervisors become more important for parties active in the financial markets. In order to be successful in this regulated market, it is important to timely recognise the impact of (new) legislation and implement it in the right way.

How can we help you?

Finance can be complex for different reasons. It is often not easy to, for example, understand what changing financial laws and regulations mean for your situation. You need a legal advisor with thorough legal knowledge as well as up-to-date knowledge of recent developments in the financial sector.

PwC Legal assists you with the challenges you are facing when implementing new legislation, risk management and compliance requirements. We advise on different aspects of financial law to banks, insurers, asset managers, fund managers and other market parties. We do this in cooperation with our extensive international network of Financial Services subject matter experts in several disciplines. With our worldwide network, we can offer our services at a local level. These include the following:

General legal and regulatory advice.
Gap- and impact analysis of new and existing legislation and drafting implementation plans.
Licence applications for regulated activities, such as banks, payment service providers, insurers and alternative investment fund managers.
Resolving cross-border regulatory issues.
Review and drafting of internal procedures and policies.